0001127602-12-015402.txt : 20120502 0001127602-12-015402.hdr.sgml : 20120502 20120502135341 ACCESSION NUMBER: 0001127602-12-015402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 12804155 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-05-01 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 1 SVP and Chief Public Affairs Common Stock 2012-05-01 4 M 0 5158 24.4675 A 27289 D Common Stock 2012-05-01 4 D 0 3220 73.58 D 24069 D Common Stock 2012-05-01 4 M 0 4342 29.61 A 28411 D Common Stock 2012-05-01 4 D 0 2882 73.58 D 25529 D Common Stock 2012-05-01 4 S 0 3398 73.6058 D 22131 D Stock Appreciation Right 24.4675 2012-05-01 4 M 0 5158 0 D 2010-01-26 2016-01-26 Common Stock 5158 0 D Stock Appreciation Right 29.61 2012-05-01 4 M 0 4342 0 D 2011-01-19 2017-01-19 Common Stock 4342 95346 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $73.58 to $73.64. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2012-05-02