0001127602-12-004349.txt : 20120207 0001127602-12-004349.hdr.sgml : 20120207 20120207145312 ACCESSION NUMBER: 0001127602-12-004349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120206 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell David Eric CENTRAL INDEX KEY: 0001513190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 12577322 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-02-06 0001041061 YUM BRANDS INC YUM 0001513190 Russell David Eric 1441 GARDINER LANE LOUISVILLE KY 40213 1 Vice President, Controller Common Stock 2012-02-06 4 M 0 186.6785 63.84 A 186.6785 D Common Stock 2012-02-06 4 F 0 186.6785 63.84 D 0 D Common Stock 905.3675 I 401(k) Holdings Phantom Stock 2012-02-06 4 M 0 186.6785 0 D Common Stock 186.6785 4554.7102 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2012-02-07