0001127602-12-002726.txt : 20120127 0001127602-12-002726.hdr.sgml : 20120127 20120127112055 ACCESSION NUMBER: 0001127602-12-002726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120126 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRADDICK WEIR MIRIAN M CENTRAL INDEX KEY: 0001168014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 12550321 MAIL ADDRESS: STREET 1: ONE MERCK DRIVE STREET 2: MERCK & CO., INC. CITY: WHITEHOUSE STATION STATE: NJ ZIP: 08889 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-01-26 0001041061 YUM BRANDS INC YUM 0001168014 GRADDICK WEIR MIRIAN M MERCK & CO., INC. 1 MERCK DRIVE WS 3A-10 WHITEHOUSE STATION NJ 08889 1 Phantom Stock 2012-01-26 4 A 0 2040.653 0 A Common Stock 2040.653 2040.653 D Phantom Stock 2012-01-26 4 A 0 400.128 0 A Common Stock 400.128 400.128 D Stock Appreciation Right 62.48 2012-01-26 4 A 0 1920 0 A 2012-01-26 2022-01-26 Common Stock 1920 1920 D Conversion occurs on a one-for-one basis. Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases. /s/ M. Gayle Hobson, POA 2012-01-27