0001127602-12-002391.txt : 20120125
0001127602-12-002391.hdr.sgml : 20120125
20120125114638
ACCESSION NUMBER: 0001127602-12-002391
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120124
FILED AS OF DATE: 20120125
DATE AS OF CHANGE: 20120125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOVAK DAVID C
CENTRAL INDEX KEY: 0001211696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 12543646
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-01-24
0001041061
YUM BRANDS INC
YUM
0001211696
NOVAK DAVID C
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
1
Chair CEO and Pres
Restricted Stock Units
0
2011-05-06
5
J
0
E
932.65
0
A
Common Stock
932.65
201042.3
D
Restricted Stock Units
0
2011-08-05
5
J
0
E
991.14
0
A
Common Stock
991.14
202033.44
D
Restricted Stock Units
0
2011-11-04
5
J
0
E
1066.68
0
A
Common Stock
1066.68
203100.12
D
Restricted Stock Units
0
2012-01-24
4
F
0
2944.9513
62.27
D
Common Stock
2944.9513
200155.1687
D
The restricted stock units vest four years from grant date. Vested shares will be delivered to the reporting person six months from his retirement from YUM! Brands, Inc.
Units acquired pursuant to Rule 16a-11 exemption. The reported holdings include units acquired in unreported dividend reinvestment transactions.
/s/ M. Gayle Hobson, POA
2012-01-25