0001127602-11-031724.txt : 20111209 0001127602-11-031724.hdr.sgml : 20111209 20111209154403 ACCESSION NUMBER: 0001127602-11-031724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111208 FILED AS OF DATE: 20111209 DATE AS OF CHANGE: 20111209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 111253433 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-12-08 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 Chair CEO and Pres Common Stock 2011-12-08 4 M 0 80300 12.1625 A 317130.08 D Common Stock 2011-12-08 4 S 0 80300 57.8082 D 236830.08 D Common Stock 2011-12-09 4 M 0 744274 12.1625 A 981104.08 D Common Stock 2011-12-09 4 S 0 744274 58.1094 D 236830.08 D Common Stock 30548 I 401(k) Plan Employee Stock Option (Right to Buy) 12.1625 2011-12-08 4 M 0 80300 0 D 2004-01-23 2013-01-23 Common Stock 80300 744274 D Employee Stock Option (Right to Buy) 12.1625 2011-12-09 4 M 0 744274 0 D 2004-01-23 2013-01-23 Common Stock 744274 0 D This transaction was executed in multiple trades at prices ranging from $57.70 to $57.91. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $57.74 to $58.56. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2011-12-09