0001127602-11-031724.txt : 20111209
0001127602-11-031724.hdr.sgml : 20111209
20111209154403
ACCESSION NUMBER: 0001127602-11-031724
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111208
FILED AS OF DATE: 20111209
DATE AS OF CHANGE: 20111209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOVAK DAVID C
CENTRAL INDEX KEY: 0001211696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 111253433
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-12-08
0001041061
YUM BRANDS INC
YUM
0001211696
NOVAK DAVID C
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
1
Chair CEO and Pres
Common Stock
2011-12-08
4
M
0
80300
12.1625
A
317130.08
D
Common Stock
2011-12-08
4
S
0
80300
57.8082
D
236830.08
D
Common Stock
2011-12-09
4
M
0
744274
12.1625
A
981104.08
D
Common Stock
2011-12-09
4
S
0
744274
58.1094
D
236830.08
D
Common Stock
30548
I
401(k) Plan
Employee Stock Option (Right to Buy)
12.1625
2011-12-08
4
M
0
80300
0
D
2004-01-23
2013-01-23
Common Stock
80300
744274
D
Employee Stock Option (Right to Buy)
12.1625
2011-12-09
4
M
0
744274
0
D
2004-01-23
2013-01-23
Common Stock
744274
0
D
This transaction was executed in multiple trades at prices ranging from $57.70 to $57.91. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $57.74 to $58.56. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson, POA
2011-12-09