0001127602-11-028399.txt : 20111102 0001127602-11-028399.hdr.sgml : 20111102 20111102154903 ACCESSION NUMBER: 0001127602-11-028399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111101 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISSOM J DAVID CENTRAL INDEX KEY: 0000941418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 111174411 MAIL ADDRESS: STREET 1: MAYFAIR CAPITAL INC CAPITAL HOLDINGS CTR STREET 2: 400 MARKET STREET SUITE 2510 CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-11-01 0001041061 YUM BRANDS INC YUM 0000941418 GRISSOM J DAVID 4969 U.S. HWY 42 LOUISVILLE KY 40222 1 Stock Appreciation Right 52.62 2011-11-01 4 A 0 2871 0 A 2011-11-01 2021-11-01 Common Stock 2871 2871 D /s/ M. Gayle Hobson 2011-11-02