0001127602-11-021436.txt : 20110715 0001127602-11-021436.hdr.sgml : 20110715 20110715132319 ACCESSION NUMBER: 0001127602-11-021436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110715 FILED AS OF DATE: 20110715 DATE AS OF CHANGE: 20110715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BYERLEIN HOLLAN ANNE CENTRAL INDEX KEY: 0001238487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11969935 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-07-15 0001041061 YUM BRANDS INC YUM 0001238487 BYERLEIN HOLLAN ANNE 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief People Officer Common Stock 2011-07-15 4 M 0 86720 22.53 A 129690 D Common Stock 2011-07-15 4 M 0 78734 24.4675 A 208424 D Common Stock 2011-07-15 4 M 0 73104 29.61 A 281528 D Common Stock 2011-07-15 4 M 0 70275 37.30 A 351803 D Common Stock 2011-07-15 4 D 0 53706 56.64 D 298097 D Common Stock 2011-07-15 4 D 0 53626 56.52 D 244471 D Common Stock 2011-07-15 4 D 0 56943 56.43 D 187528 D Common Stock 2011-07-15 4 S 0 145859 55.7543 D 41669 D Common Stock 1597.485 I By 401(k) Account Employee Stock Option (Right to Buy) 22.53 2011-07-15 4 M 0 86720 0 D 2006-01-28 2015-01-28 Common Stock 86720 0 D Stock Appreciation Right 24.4675 2011-07-15 4 M 0 78734 0 D 2010-01-26 2016-01-26 Common Stock 78734 0 D Stock Appreciation Right 29.61 2011-07-15 4 M 0 73104 0 D 2011-01-19 2017-01-19 Common Stock 73104 0 D Stock Appreciation Right 37.30 2011-07-15 4 M 0 70275 0 D 2012-01-24 2018-01-24 Common Stock 70275 23425 D This transaction was executed in multiple trades at prices ranging from $55.40 to $56.23. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regardding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson 2011-07-15