0001127602-11-020856.txt : 20110706 0001127602-11-020856.hdr.sgml : 20110706 20110706092431 ACCESSION NUMBER: 0001127602-11-020856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110706 DATE AS OF CHANGE: 20110706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eaton Roger G. CENTRAL INDEX KEY: 0001423752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11951831 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-07-01 0001041061 YUM BRANDS INC YUM 0001423752 Eaton Roger G. 1441 GARDINER LANE LOUISVILLE KY 40213 1 CEO - KFC Common Stock 2011-07-01 4 M 0 3612 55.24 A 3612 D Common Stock 2011-07-01 4 M 0 2448 55.24 A 6060 D Phantom Stock 2011-07-01 4 M 0 3612 0 D Common Stock 3612 0 D Phantom Stock 2011-07-01 4 M 0 2448 0 D Common Stock 2448 2449 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. /s/ M. Gayle Hobson 2011-07-06