0001127602-11-014665.txt : 20110503 0001127602-11-014665.hdr.sgml : 20110503 20110503155348 ACCESSION NUMBER: 0001127602-11-014665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROLICK EMIL CENTRAL INDEX KEY: 0001211692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11805198 MAIL ADDRESS: STREET 1: 17901 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92614-6212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-05-02 0001041061 YUM BRANDS INC YUM 0001211692 BROLICK EMIL C/O TACO BELL CORP. IRVINE CA 92714 1 COO - Yum Common Stock 2011-05-02 4 M 0 8200 12.1625 A 29963 D Common Stock 2011-05-02 4 S 0 8200 53.83 D 21763 D Common Stock 2011-05-02 4 S 0 21759 53.80 D 4 D Employee Stock Option (Right to Buy) 12.1625 2011-05-02 4 M 0 8200 0 D 2004-01-23 2013-01-23 Common Stock 8200 8430 D Employee Stock Option (Right to Buy) 12.1625 2004-01-23 2013-01-23 Common Stock 164916 164916 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $53.80 to $53.90. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $53.69 to $53.94. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson 2011-05-03