0001127602-11-014147.txt : 20110429 0001127602-11-014147.hdr.sgml : 20110429 20110429164742 ACCESSION NUMBER: 0001127602-11-014147 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110401 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell David Eric CENTRAL INDEX KEY: 0001513190 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11795578 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4/A 1 form4a.xml PRIMARY DOCUMENT X0303 4/A 2011-04-01 2011-04-05 0001041061 YUM BRANDS INC YUM 0001513190 Russell David Eric 1441 GARDINER LANE LOUISVILLE KY 40213 1 Vice President, Controller Common Stock 2011-04-01 4 F 0 1078 51.38 D 3554 D Common Stock 2011-04-01 4 M 0 3477 51.38 A 7031 D Phantom Stock 2011-04-01 4 M 0 3477 0 D Common Stock 3477 0.1144 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The Program does not have specified expiration dates. /s/ M. Gayle Hobson 2011-04-29