0001127602-11-014115.txt : 20110429
0001127602-11-014115.hdr.sgml : 20110429
20110429154415
ACCESSION NUMBER: 0001127602-11-014115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110429
FILED AS OF DATE: 20110429
DATE AS OF CHANGE: 20110429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carucci Richard
CENTRAL INDEX KEY: 0001306837
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 11794374
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 47113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1120
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-04-29
0001041061
YUM BRANDS INC
YUM
0001306837
Carucci Richard
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
Sr VP Fin/CFO
Common Stock
2011-04-29
4
M
0
61808
12.2038
A
81726
D
Common Stock
2011-04-29
4
S
0
61808
53.56
D
19918
D
Common Stock
6000
I
Carucci Trust
Employee Stock Option (Right to Buy)
12.2038
2011-04-29
4
M
0
61808
0
D
2002-12-31
2011-12-31
Common Stock
61808
0
D
This transaction was executed in multiple trades at prices ranging from $53.55 to $53.56. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson
2011-04-29