0001127602-11-012296.txt : 20110405 0001127602-11-012296.hdr.sgml : 20110405 20110405113928 ACCESSION NUMBER: 0001127602-11-012296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110401 FILED AS OF DATE: 20110405 DATE AS OF CHANGE: 20110405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROLICK EMIL CENTRAL INDEX KEY: 0001211692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11738623 MAIL ADDRESS: STREET 1: 17901 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92614-6212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-04-01 0001041061 YUM BRANDS INC YUM 0001211692 BROLICK EMIL C/O TACO BELL CORP. IRVINE CA 92714 1 COO - Yum Common Stock 2011-04-01 4 M 0 8200 12.1625 A 8204 D Common Stock 2011-04-01 4 F 0 3076 51.38 D 5128 D Common Stock 2011-04-01 4 M 0 26038 51.38 A 31166 D Common Stock 2011-04-01 4 S 0 8200 51.8159 D 22966 D Common Stock 2011-04-01 4 M 0 7246 51.38 A 30212 D Common Stock 2011-04-01 4 M 0 4527 51.38 A 34739 D Common Stock 2011-04-01 4 F 0 1922 51.38 D 32817 D Common Stock 2011-04-01 4 F 0 11054 51.38 D 21763 D Employee Stock Option (Right to Buy) 12.1625 2011-04-01 4 M 0 8200 0 D 2004-01-23 2013-01-23 Common Stock 8200 16630 D Phantom Stock 2011-04-01 4 M 0 26038 0 D Common Stock 26038 0.8628 D Phantom Stock 2011-04-01 4 M 0 7246 0 D Common Stock 7246 14492.7784 D Phantom Stock 2011-04-01 4 M 0 4527 0 D Common Stock 4527 27163.217 D Employee Stock Option (Right to Buy) 12.1625 2004-01-23 2013-01-23 Common Stock 164916 164916 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Conversion occurs on a one-for-one basis. Phantom Exercise Date The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. This transaction was executed in multiple trades at prices ranging from $51.74 to $51.85. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson 2011-04-05