0001127602-11-012296.txt : 20110405
0001127602-11-012296.hdr.sgml : 20110405
20110405113928
ACCESSION NUMBER: 0001127602-11-012296
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110401
FILED AS OF DATE: 20110405
DATE AS OF CHANGE: 20110405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROLICK EMIL
CENTRAL INDEX KEY: 0001211692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 11738623
MAIL ADDRESS:
STREET 1: 17901 VON KARMAN
CITY: IRVINE
STATE: CA
ZIP: 92614-6212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1120
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-04-01
0001041061
YUM BRANDS INC
YUM
0001211692
BROLICK EMIL
C/O TACO BELL CORP.
IRVINE
CA
92714
1
COO - Yum
Common Stock
2011-04-01
4
M
0
8200
12.1625
A
8204
D
Common Stock
2011-04-01
4
F
0
3076
51.38
D
5128
D
Common Stock
2011-04-01
4
M
0
26038
51.38
A
31166
D
Common Stock
2011-04-01
4
S
0
8200
51.8159
D
22966
D
Common Stock
2011-04-01
4
M
0
7246
51.38
A
30212
D
Common Stock
2011-04-01
4
M
0
4527
51.38
A
34739
D
Common Stock
2011-04-01
4
F
0
1922
51.38
D
32817
D
Common Stock
2011-04-01
4
F
0
11054
51.38
D
21763
D
Employee Stock Option (Right to Buy)
12.1625
2011-04-01
4
M
0
8200
0
D
2004-01-23
2013-01-23
Common Stock
8200
16630
D
Phantom Stock
2011-04-01
4
M
0
26038
0
D
Common Stock
26038
0.8628
D
Phantom Stock
2011-04-01
4
M
0
7246
0
D
Common Stock
7246
14492.7784
D
Phantom Stock
2011-04-01
4
M
0
4527
0
D
Common Stock
4527
27163.217
D
Employee Stock Option (Right to Buy)
12.1625
2004-01-23
2013-01-23
Common Stock
164916
164916
D
Shares exercised and sold pursuant to SEC 10b5-1 plan.
Conversion occurs on a one-for-one basis.
Phantom Exercise Date
The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
This transaction was executed in multiple trades at prices ranging from $51.74 to $51.85. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson
2011-04-05