0001127602-11-008762.txt : 20110303 0001127602-11-008762.hdr.sgml : 20110303 20110303163552 ACCESSION NUMBER: 0001127602-11-008762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110301 FILED AS OF DATE: 20110303 DATE AS OF CHANGE: 20110303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11660702 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-03-01 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief Public Affairs Officer Common Stock 2011-03-01 4 S 0 1460 50.07 D 20671 D Common Stock 2011-03-01 4 M 0 8040 22.53 A 28711 D Common Stock 2011-03-01 4 S 0 8040 50.09 D 20671 D Common Stock 2011-03-02 4 M 0 1460 17.23 A 22131 D Employee Stock Option (Right to Buy) 22.53 2011-03-01 4 M 0 8040 0 D 2006-01-28 2015-01-28 Common Stock 8040 57000 D Employee Stock Option (Right to Buy) 17.23 2011-03-02 4 M 0 1460 0 D 2005-01-27 2014-01-27 Common Stock 1460 0 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $50.07 to $50.12. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson 2011-03-03