-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SnjrHCOI7nM1feDVzv+y/n5c94x+7aMIYMKWenANJVpb0R1jMMqx43FQ52vwBYWL 1KptDkPy4IjsZZuJcjxl1g== 0001127602-11-006671.txt : 20110222 0001127602-11-006671.hdr.sgml : 20110221 20110222150202 ACCESSION NUMBER: 0001127602-11-006671 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110216 FILED AS OF DATE: 20110222 DATE AS OF CHANGE: 20110222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell David Eric CENTRAL INDEX KEY: 0001513190 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11628135 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 3 1 form3.xml PRIMARY DOCUMENT X0203 3 2011-02-16 0 0001041061 YUM BRANDS INC YUM 0001513190 Russell David Eric 1441 GARDINER LANE LOUISVILLE KY 40213 1 Vice President, Controller Common Stock 888.85 I 401(k) Holdings Phantom Stock Common Stock 324 D Phantom Stock Common Stock 3477.1144 D Phantom Stock Common Stock 4741.3887 D Phantom Stock 2013-04-01 Common Stock 4998.0122 D Employee Stock Option (Right to Buy) 17.23 2005-01-27 2014-01-27 Common Stock 5568 D Employee Stock Option (Right to Buy) 22.53 2006-01-28 2015-01-28 Common Stock 6504 D Employee Stock Option (Right to Buy) 24.1075 2006-11-18 2015-11-18 Common Stock 20190 D Stock Appreciation Right 49.30 2012-02-04 2021-02-04 Common Stock 13137 D Stock Appreciation Right 49.30 2015-02-04 2021-02-04 Common Stock 10184 D Stock Appreciation Right 24.4675 2007-01-26 2016-01-26 Common Stock 6632 D Stock Appreciation Right 29.61 2008-01-19 2017-01-19 Common Stock 5816 D Stock Appreciation Right 37.30 2009-01-24 2018-01-24 Common Stock 8032 D Stock Appreciation Right 29.29 2010-02-05 2019-02-10 Common Stock 15393 D Stock Appreciation Right 32.98 2011-02-05 2020-02-05 Common Stock 13053 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The Program does not have specified expiration dates. /s/ M. Gayle Hobson 2011-02-22 -----END PRIVACY-ENHANCED MESSAGE-----