-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BMKdfq8WASChvT4tZEkEmUTHJiN7kV+JV+YqXnlBlRwNt/CPmuSc0HY31sTMMcvV TWRkNoHnGaLLNVeiVCCuJg== 0001127602-11-004077.txt : 20110207 0001127602-11-004077.hdr.sgml : 20110207 20110207155900 ACCESSION NUMBER: 0001127602-11-004077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110204 FILED AS OF DATE: 20110207 DATE AS OF CHANGE: 20110207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: su Jingshyh S CENTRAL INDEX KEY: 0001315720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11578615 MAIL ADDRESS: STREET 1: 1441 STREET 2: GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-04 0001041061 YUM BRANDS INC YUM 0001315720 su Jingshyh S 1441 GARDINER LANE LOUISVILLE KY 40213 1 Pres. - Yum Rest. China Restricted Stock Units 0 2010-08-06 5 J 0 E 849.95 0 A Common Stock 849.95 172297.95 D Restricted Stock Units 0 2010-11-05 5 J 0 E 839.17 0 A Common Stock 839.17 173137.12 D Employee Stock Option (Right to Buy) 49.30 2011-02-04 4 A 0 142567 0 A 2012-02-04 2021-02-04 Common Stock 142567 142567 D Restricted Stock Units 0 2011-02-04 5 J 0 E 877.98 49.30 A Common Stock 877.98 174015.1 D Phantom Stock 2011-02-05 4 A 0 17597.6751 0 A Common Stock 17597.6751 17597.6751 D The restricted stock units vest five years from grant date. Vested units will be delivered in shares to the reporting person twelve months following his retirement from YUM! Brands, Inc. Units acquired pursuant to Rule 16a-11 exemption. The reported holdings include units acquired in unreported dividend reinvestments. Units acquired pursuant to Rule 16a-11 exemption. The reported holdings include units acquired in unreported dividend reinvestments. Units acquired pursuant to Rule 16a-11 exemption. The reported holdings include units acquired in unreported dividend reinvestments. Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The Program does not have specified expiration dates. /m/ M. Gayle Hobson 2011-02-07 -----END PRIVACY-ENHANCED MESSAGE-----