-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LE6pWyclOisppAOwRlHxHZZB+JUNZjNuOdXM0Uk6CTL36WIbJDvlFfwnzC+ps7Jj 2yjebQLH/yGqFlHL9pcDxQ== 0001127602-11-004026.txt : 20110207 0001127602-11-004026.hdr.sgml : 20110207 20110207130254 ACCESSION NUMBER: 0001127602-11-004026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110204 FILED AS OF DATE: 20110207 DATE AS OF CHANGE: 20110207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 11577539 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-04 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief Public Affairs Officer Common Stock 2011-02-04 4 M 0 9500 17.23 A 31631 D Common Stock 2011-02-04 4 S 0 9500 49.58 D 22131 D Stock Appreciation Right 49.30 2011-02-04 4 A 0 61100 0 A 2012-02-04 2021-02-04 Common Stock 61100 61100 D Employee Stock Option (Right to Buy) 17.23 2011-02-04 4 M 0 9500 0 D 2005-01-27 2014-01-27 Common Stock 9500 1460 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $49.52 to $49.60. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /m/ M. Gayle Hobson 2011-02-07 -----END PRIVACY-ENHANCED MESSAGE-----