-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oke8VibmeikafT/zh6pQQ+BJjGQjRpyZarAUAqZD3PPANIsVW87YS8QKHhGLlRMH mlwrTDbiBO9477uI6KRppg== 0001127602-10-026677.txt : 20101103 0001127602-10-026677.hdr.sgml : 20101103 20101103101352 ACCESSION NUMBER: 0001127602-10-026677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101101 FILED AS OF DATE: 20101103 DATE AS OF CHANGE: 20101103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Creed Greg CENTRAL INDEX KEY: 0001346254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 101160248 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-11-01 0001041061 YUM BRANDS INC YUM 0001346254 Creed Greg 17901 VON KARMAN IRVINE CA 92614 1 President Taco Bell Common Stock 2010-11-01 4 M 0 3906 17.23 A 16139 D Common Stock 2010-11-01 4 S 0 3906 49.98 D 12233 D Employee Stock Option (Right to Buy) 17.23 2010-11-01 4 M 0 3906 0 D 2005-01-27 2014-01-27 Common Stock 3906 3910 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $49.98 to $50.00. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2010-11-03 -----END PRIVACY-ENHANCED MESSAGE-----