-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DPrrz7IsZtioWFYBl3yTdjloQ4qGDbpL2xOkHHBb7uYcyCQjMcrvRRH45oYRgoib xb3e+xHSzdOFo+AvD7kN0w== 0001127602-10-025285.txt : 20101008 0001127602-10-025285.hdr.sgml : 20101008 20101008165152 ACCESSION NUMBER: 0001127602-10-025285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101007 FILED AS OF DATE: 20101008 DATE AS OF CHANGE: 20101008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: knopf Ted CENTRAL INDEX KEY: 0001319925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 101116505 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-10-07 0001041061 YUM BRANDS INC YUM 0001319925 knopf Ted 1441 GARDINER LANE LOUISVILLE KY 40213 1 SVP Finance and Controller Common Stock 2010-10-07 4 M 0 5804 17.23 A 5808 D Common Stock 2010-10-07 4 S 0 5804 47.1729 D 4 D Common Stock 2010-10-07 4 M 0 4196 17.23 A 4200 D Common Stock 2010-10-07 4 S 0 4196 47.1729 D 4 D Common Stock 2010-10-08 4 M 0 25102 17.23 A 25106 D Common Stock 2010-10-08 4 S 0 25102 47.5823 D 4 D Employee Stock Option (Right to Buy) 17.23 2010-10-07 4 M 0 5804 0 D 2005-01-27 2014-01-27 Common Stock 5804 0 D Employee Stock Option (Right to Buy) 17.23 2010-10-07 4 M 0 4196 0 D 2005-01-27 2014-01-27 Common Stock 4196 25102 D Employee Stock Option (Right to Buy) 17.23 2010-10-08 4 M 0 25102 0 D 2005-01-27 2014-01-27 Common Stock 25102 0 D This transaction was executed in multiple trades at prices ranging from $44.16 to $47.19. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $47.16 to $47.19. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $47.50 to $47.73. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2010-10-08 -----END PRIVACY-ENHANCED MESSAGE-----