-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DbDu6zKxqBgiprvv2/HS7hO7MatrnhEB0xuSiBgoyIn3ES1s48JObDBk0BkElL/c B4RS+tRvMXcb0X/WOBRnLg== 0001127602-10-025275.txt : 20101008 0001127602-10-025275.hdr.sgml : 20101008 20101008161456 ACCESSION NUMBER: 0001127602-10-025275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101007 FILED AS OF DATE: 20101008 DATE AS OF CHANGE: 20101008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROLICK EMIL CENTRAL INDEX KEY: 0001211692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 101116269 MAIL ADDRESS: STREET 1: 17901 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92614-6212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-10-07 0001041061 YUM BRANDS INC YUM 0001211692 BROLICK EMIL C/O TACO BELL CORP. IRVINE CA 92714 1 President US Brand Building Common Stock 2010-10-07 4 M 0 30540 12.2038 A 33032 D Common Stock 2010-10-07 4 S 0 30540 47.1729 D 2492 D Common Stock 2010-10-07 4 M 0 10000 12.2038 A 12492 D Common Stock 2010-10-07 4 S 0 10000 47.1729 D 2492 D Employee Stock Option (Right to Buy) 12.2038 2010-10-07 4 M 0 30540 0 D 2002-12-31 2011-12-31 Common Stock 30540 20000 D Employee Stock Option (Right to Buy) 12.2038 2010-10-07 4 M 0 10000 0 D 2002-12-31 2011-12-31 Common Stock 10000 10000 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $47.04 to $47.35. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2010-10-08 -----END PRIVACY-ENHANCED MESSAGE-----