-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AS8KAYSUQZsiEtxaMmOCWsw1v/h70oe6Yl2qb2tUgPPsIeOuxpPb1Ujb2YqfXDVJ 381K9tcQpz7cqz2meUxoUA== 0001127602-10-003778.txt : 20100208 0001127602-10-003778.hdr.sgml : 20100208 20100208153003 ACCESSION NUMBER: 0001127602-10-003778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100205 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 10580825 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-05 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 Chair CEO and Pres Restricted Stock Units 0 2010-02-05 4 J 0 5699.89 A Common Stock 5699.89 196117.84 D Stock Appreciation Right 32.98 2010-02-05 4 A 0 632925 32.98 A 2010-02-05 2020-02-05 Common Stock 632925 632925 D The restricted stock units vest four years from grant date. Vested shares will be delivered to the reporting person six months from his retirement from YUM! Brands, Inc. Each restricted stock unit represents a contingent right to receive one share of YUM! Brands, Inc. common stock. Units acquired pursuant to Rule 16a-11 exemption. The reported holdings include units acquired in unreported divident reinvestment transactions. Vesting occurs 25% per year beginning 02/05/2011. /s/ M. Gayle Hobson, POA 2010-02-08 -----END PRIVACY-ENHANCED MESSAGE-----