-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBEEKLqgEyRYREglccxGNIVy5VLclvvE4/GAkXkXAgiLzGbMO+B30qynhnhykwee NQfWWJIl7TPzxtlnkn7kYw== 0001127602-10-002275.txt : 20100127 0001127602-10-002275.hdr.sgml : 20100127 20100127133638 ACCESSION NUMBER: 0001127602-10-002275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100125 FILED AS OF DATE: 20100127 DATE AS OF CHANGE: 20100127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carucci Richard CENTRAL INDEX KEY: 0001306837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 10549999 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 47113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-01-25 0001041061 YUM BRANDS INC YUM 0001306837 Carucci Richard 1441 GARDINER LANE LOUISVILLE KY 40213 1 Sr VP Fin/CFO Common Stock 2010-01-25 4 M 0 788.9361 A 13378.9361 D Common Stock 2010-01-25 4 F 0 788.9361 34.28 D 12590 D Common Stock 6000 I Carucci Trust Phantom Stock 2010-01-25 4 M 0 788.9361 D Common Stock 788.9361 29996.9484 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2010-01-27 -----END PRIVACY-ENHANCED MESSAGE-----