-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F2wQtJXrduZ0fHLvSU27xXMfLUQjbkEEwmfJH06ncLC4rcAyTu7HecQtp2fAdy5v Xj9Tc7WUilrZIC6goaWO/g== 0001127602-10-000097.txt : 20100104 0001127602-10-000097.hdr.sgml : 20100101 20100104140832 ACCESSION NUMBER: 0001127602-10-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100101 FILED AS OF DATE: 20100104 DATE AS OF CHANGE: 20100104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pant Muktesh CENTRAL INDEX KEY: 0001456722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 10501391 MAIL ADDRESS: STREET 1: 14841 NORTH DALLAS PARKWAY STREET 2: THE ABERDEEN CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-01-01 0001041061 YUM BRANDS INC YUM 0001456722 Pant Muktesh 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 1 Pres. Global Brand Building Common Stock 2010-01-01 5 M 0 E 1294 34.97 A 1294 D Common Stock 2010-01-01 4 F 0 324 34.97 D 970 D Common Stock 452 I By 401(k) Account Phantom Stock 2010-01-01 5 M 0 E 1294 0 D Common Stock 1294 0.2324 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2010-01-04 -----END PRIVACY-ENHANCED MESSAGE-----