-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bzx/mRj65OVKVBxNOfZlBXnVENBIa/F0UDIu3/JHFj2fijPROz3Wf4n4EWgN8EV9 QrgJ+dhKQTguO8bGO7P4kA== 0001127602-09-023516.txt : 20091124 0001127602-09-023516.hdr.sgml : 20091124 20091124133557 ACCESSION NUMBER: 0001127602-09-023516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091124 DATE AS OF CHANGE: 20091124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: su Jingshyh S CENTRAL INDEX KEY: 0001315720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 091204196 MAIL ADDRESS: STREET 1: 1441 STREET 2: GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-23 0001041061 YUM BRANDS INC YUM 0001315720 su Jingshyh S 1441 GARDINER LANE LOUISVILLE KY 40213 1 Pres. - Yum Rest. China Common Stock 2009-11-23 4 M 0 108000 7.5703 A 374813 D Common Stock 2009-11-23 4 S 0 108000 36.025 D 266813 D Employee Stock Option (Right to Buy) 7.5703 2009-11-23 4 M 0 108000 0 D 2001-01-27 2010-01-27 Common Stock 108000 112282 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $36.00 to $36.08. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regardding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2009-11-24 -----END PRIVACY-ENHANCED MESSAGE-----