YUM! Brands, Inc. (the Company) is filing this amendment No. 1 on Form 8-K/A (this "Amendment" to amend its Current Report on Form 8-K, as originally filed with the U.S. Securities and Exchange Commission on January 13, 2020 (the "Original Form 8-K"). The Original Form 8-K, which reported the appointment of Keith Barr and Annie Young-Scrivner to the Company’s Board of Directors (the Board). At the time of their appointment, the Board had not appointed Mr. Barr or Ms. Young-Scrivner to any of its standing committees. On January 24, 2020, the Board appointed Mr. Barr to the Board’s Management Planning and Development Committee and Ms. Young-Scrivner to the Board’s Audit Committee, effective immediately. The Company hereby amends the Original Form 8-K to include such information.
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UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, D. C. 20549 |
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
January 24, 2020 (January 12, 2020)
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YUM! BRANDS, INC.
(Exact name of registrant as specified in its charter)
Commission file number 1-13163
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| North Carolina | | 13-3951308 | |
| (State or other jurisdiction of | | (I.R.S. Employer | |
| incorporation or organization) | | Identification No.) | |
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| 1441 Gardiner Lane, | Louisville, | Kentucky | | 40213 | |
| (Address of principal executive offices) | | (Zip Code) | |
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| Registrant’s telephone number, including area code: | (502) | 874-8300 | |
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| Former name or former address, if changed since last report: | N/A | | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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| Securities registered pursuant to Section 12(b) of the Act | |
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| Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered | |
| Common Stock, no par value | YUM | New York Stock Exchange | |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
☐ Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(d) YUM! Brands, Inc. (the “Company”) is filing this amendment to its Current Report on Form 8-K filed on January 13, 2020, which reported the appointment of Keith Barr and Annie Young-Scrivner to the Company’s Board of Directors (the “Board”). At the time of their appointment, the Board had not appointed Mr. Barr or Ms. Young-Scrivner to any of its standing committees.
On January 24, 2020, the Board appointed Mr. Barr to the Board’s Management Planning and Development Committee and Ms. Young-Scrivner to the Board’s Audit Committee, effective immediately.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | YUM! BRANDS, INC. | |
| | | (Registrant) | |
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Date: | January 28, 2020 | | /s/ Scott Catlett | |
| | | General Counsel and Corporate Secretary | |