-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1oAJBbWGlGIQG/CD6SlSKor2TrsccE3UG9TB2RltoAnJ92KoFzO269wah+CQPT1 BMkzVUMdRVr1SCzt2GO93w== 0001041061-09-000236.txt : 20091013 0001041061-09-000236.hdr.sgml : 20091012 20091013100540 ACCESSION NUMBER: 0001041061-09-000236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091008 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 091115667 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0303 4 2009-10-08 0 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 SVP Public Affairs Common Stock 2009-10-08 2009-10-08 4 M 0 8630.00 12.2038 A 8638.00 D Common Stock 2009-10-08 2009-10-08 4 S 0 8630.00 34.6230 D 8.00 D Employee Stock Option 12.2038 2009-10-08 2009-10-08 4 M 0 8630.00 12.2038 D 2005-12-31 2011-12-31 Common Stock 8630.00 37122.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. This transaction was executed in multiple trades at prices ranging from $34.56 to $34.65. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Jonathan D. Blum 2009-10-12 -----END PRIVACY-ENHANCED MESSAGE-----