-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGL8jYglXVqtAdpeVTUBt9/BAl7nMBLRNxsy3D7ZRyDm/8u3DVlAa3r7JNtkB/2x GF1XqPczU9vokAkmOfQLKg== 0001041061-09-000211.txt : 20090825 0001041061-09-000211.hdr.sgml : 20090825 20090825101625 ACCESSION NUMBER: 0001041061-09-000211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090821 FILED AS OF DATE: 20090825 DATE AS OF CHANGE: 20090825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergren Scott CENTRAL INDEX KEY: 0001381049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 091032910 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0303 4 2009-08-21 0 0001041061 YUM BRANDS INC YUM 0001381049 Bergren Scott 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 President - Pizza Hut, Inc. Common Stock 2009-08-21 2009-08-21 4 S 0 11251.00 36.02 D 4.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. This transaction was executed in multiple trades at prices ranging from $36.00 to $36.04. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Scott Bergren 2009-08-21 -----END PRIVACY-ENHANCED MESSAGE-----