-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ge5wn1ld1i8Hr+RdFHSIWUnR6+cgB2CzwCoVli+QJN3ioDWcFNEqhH2r3XfrKjPh zQYLO5l1T0CSlWudWaEH5g== 0001041061-09-000188.txt : 20090708 0001041061-09-000188.hdr.sgml : 20090708 20090708150241 ACCESSION NUMBER: 0001041061-09-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090706 FILED AS OF DATE: 20090708 DATE AS OF CHANGE: 20090708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eaton Roger G. CENTRAL INDEX KEY: 0001423752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09934975 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0303 4 2009-07-06 0 0001041061 YUM BRANDS INC YUM 0001423752 Eaton Roger G. 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Chief Op and Dev Officer Common Stock 2009-07-06 2009-07-06 4 S 0 22003.00 34.8358 D 0.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. This transaction was executed in multiple trades at prices ranging from $34.80 to $34.87. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Roger G. Eaton 2009-07-07 -----END PRIVACY-ENHANCED MESSAGE-----