-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DBchyihXrfq+D+Dx52ipbgdm2ksrDtQpitUJsYLp/uXu9G3zgSSrqrPerG/FyOX4 pivK5G2hdy362YfEM5aPww== 0001041061-09-000145.txt : 20090428 0001041061-09-000145.hdr.sgml : 20090428 20090428153629 ACCESSION NUMBER: 0001041061-09-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090427 FILED AS OF DATE: 20090428 DATE AS OF CHANGE: 20090428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allan Graham D CENTRAL INDEX KEY: 0001315750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09775585 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0303 4 2009-04-27 0 0001041061 YUM BRANDS INC YUM 0001315750 Allan Graham D 14841 DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 President - YRI Common Stock 2009-04-27 2009-04-27 4 M 0 60000.00 7.5703 A 328450.00 D Common Stock 2009-04-27 2009-04-27 4 S 0 60000.00 34.78 D 268450.00 D Employee Stock Option (right to buy) 7.5703 2009-04-27 2009-04-27 4 M 0 60000.00 7.5703 D 2004-01-27 2010-01-27 Common Stock 60000.00 108144.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. This transaction was executed in multiple trades at prices ranging from $34.700 to $34.950 The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected Graham D. Allan 2009-04-28 -----END PRIVACY-ENHANCED MESSAGE-----