-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CYOcm4v9sHPWddfV5qs5GMNygtSrcSSB3gDugMltrmonpRfy97+lwErHj5oCQbGF nT9ryAf+aYr0lmdVuJKNeQ== 0001041061-09-000102.txt : 20090331 0001041061-09-000102.hdr.sgml : 20090331 20090331154206 ACCESSION NUMBER: 0001041061-09-000102 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090205 FILED AS OF DATE: 20090331 DATE AS OF CHANGE: 20090331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROLICK EMIL CENTRAL INDEX KEY: 0001211692 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09718621 MAIL ADDRESS: STREET 1: 17901 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92614-6212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4/A 1 doc4a.xml PRIMARY DOCUMENT X0303 4/A 2009-02-05 2009-02-05 0 0001041061 YUM BRANDS INC YUM 0001211692 BROLICK EMIL C/O TACO BELL CORP. 17901 VON KARMAN IRVINE CA 92714 0 1 0 0 Chief Operating Officer YUM Stock Appreciation Right 29.29 2009-02-05 2009-02-05 4 A 0 101489.00 29.29 A 2019-02-05 Common Stock 101489.00 101489.00 D Phantom Stock 2009-02-05 2009-02-05 4 A 0 26711.88 A Common Stock 26711.88 26711.88 D Vesting will occur 25% per year beginning 02/05/2010. Conversion occurs on a one-for-one basis. Shares of phantom stock payable 04/01/2011 or Separation and are subject to earlier withdrawal in accordance with the terms of th e YUM! Brands deferred income plan. The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Emil J. Brolick 2009-03-31 -----END PRIVACY-ENHANCED MESSAGE-----