-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HtPVHjngKms0xIo5QH2h71SsppKZ6zpNbl8TW08Y0bFlOQ274pQmlMK0gjXLvUpa zzS2vnjb9DwIK84HbZerCw== 0001041061-09-000093.txt : 20090331 0001041061-09-000093.hdr.sgml : 20090331 20090331151333 ACCESSION NUMBER: 0001041061-09-000093 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090205 FILED AS OF DATE: 20090331 DATE AS OF CHANGE: 20090331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eaton Roger G. CENTRAL INDEX KEY: 0001423752 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09718328 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4/A 1 doc4a.xml PRIMARY DOCUMENT X0303 4/A 2009-02-05 2009-02-05 0 0001041061 YUM BRANDS INC YUM 0001423752 Eaton Roger G. 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Chief Op and Dev Officer YUM Stock Appreciation Right 29.29 2009-02-05 2009-02-05 4 A 0 135318.00 29.29 A 2019-02-05 Common Stock 135318.00 135318.00 D Phantom Stock 2009-02-05 2009-02-05 4 A 0 34551.04 A Common Stock 34551.04 34551.04 D Vesting will occur 25% per year beginning 02/05/2010. Conversion occurs on a one-for-one basis. Shares of phantom stock are payable in annual installments beginning 07/01/2011 and are subject to earlier withdrawal in accordan ce with the terms of the YUM! Brands, Inc. deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Roger G. Eaton 2009-03-31 -----END PRIVACY-ENHANCED MESSAGE-----