-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EK0J7whrBUQ8l929V5tkUhgW8YzLHcEABCLVjB630/8lPQqTKEmaaFRQHAFBgLmP 5TuDr7ZlbjQNsTHY60cayg== 0001041061-09-000084.txt : 20090226 0001041061-09-000084.hdr.sgml : 20090226 20090226125533 ACCESSION NUMBER: 0001041061-09-000084 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090219 FILED AS OF DATE: 20090226 DATE AS OF CHANGE: 20090226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pant Muktesh CENTRAL INDEX KEY: 0001456722 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09636664 BUSINESS ADDRESS: BUSINESS PHONE: (502) 874-2638 MAIL ADDRESS: STREET 1: 14841 NORTH DALLAS PARKWAY STREET 2: THE ABERDEEN CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 3 1 doc3.xml PRIMARY DOCUMENT X0203 3 2009-02-19 0 0001041061 YUM BRANDS INC YUM 0001456722 Pant Muktesh 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 Pres. Global Brand Building Common Stock 452.00 I By 401(k) Account YUM Stock Appreciation Right 24.4675 2007-01-26 2016-01-26 Common Stock 49726.00 D Yum Stock Appreciation Right 24.4675 2007-01-26 2016-01-26 Common Stock 41440.00 D Yum Stock Appreciation Right 29.6100 2008-01-19 2017-01-19 Common Stock 49844.00 D Phantom Stock Common Stock 18963.69 D YUM Stock Appreciation Right 37.30 2009-01-24 2018-01-24 Common Stock 53543.00 D Phantom Stock Common Stock 32282.00 D YUM Stock Appreciation Right 37.30 2013-01-24 2018-01-24 Common Stock 133856.00 D Phantom Stock Common Stock 397.91 D YUM Stock Appreciation Right 29.29 2010-02-05 2019-02-05 Common Stock 135318.00 D Phantom Stock Common Stock 39522.89 D Employee Stock Option 26.5275 2006-07-21 2015-07-21 Common Stock 38596.00 D Phantom Stock 2010-01-01 Common Stock 1294.23 D Shares of phantom stock are payable in stock upon Separation and are subject to earlier withdrawal in accordance with the terms o f Yum's deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Conversion occurs on a one-for-one basis. Muktesh Pant 2009-02-25 -----END PRIVACY-ENHANCED MESSAGE-----