-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dzo1AKqqta5mBoBWovbxqlHoQbI/EsDVyl3fdND9Zq/SVfBjxiacqmpNKL6e4wJS jAk9FqE2YmQ4xRk3lZzSPw== 0001041061-09-000060.txt : 20090206 0001041061-09-000060.hdr.sgml : 20090206 20090206134528 ACCESSION NUMBER: 0001041061-09-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090205 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergren Scott CENTRAL INDEX KEY: 0001381049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09576118 BUSINESS ADDRESS: BUSINESS PHONE: (502)874-8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0303 4 2009-02-05 0 0001041061 YUM BRANDS INC YUM 0001381049 Bergren Scott 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 President - Pizza Hut, Inc. YUM Stock Appreciation Right 29.29 2009-02-05 2009-02-05 4 A 0 135318.00 29.29 A 2019-02-05 Common Stock 135318.00 135318.00 D Phantom Stock 2009-02-05 2009-02-05 4 A 0 44333.49 A Common Stock 44333.49 44333.49 D YUM Stock Appreciation Right 29.29 2009-02-05 2009-02-05 4 A 0 67659.00 29.29 A 2013-02-05 2009-02-05 Common Stock 67659.00 67659.00 D Vesting will occur 25% per year beginning 02/05/2010. Conversion occurs on a one-for-one basis. Shares of phantom stock payable 04/01/2011 or Separation and are subject to earlier withdrawal in accordance with the terms of th e YUM! Brands deferred income plan. The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Scott Bergren 2009-02-06 -----END PRIVACY-ENHANCED MESSAGE-----