-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6/BmkkHYp/8FhjFfCwMj1t7mW9G+BpL2+HD/9CgB9ioXHb6RoGTSSUiMtck0OMi 2QaNgVNQTKHwUWSu7kkvJw== 0001041061-09-000037.txt : 20090205 0001041061-09-000037.hdr.sgml : 20090205 20090205135743 ACCESSION NUMBER: 0001041061-09-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090204 FILED AS OF DATE: 20090205 DATE AS OF CHANGE: 20090205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09572442 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0303 4 2009-02-04 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2009-02-04 2009-02-04 4 M 0 344.26 28.10 A 52798.34 D Common Stock 2009-02-04 2009-02-04 4 M 0 13.87 28.10 A 52812.21 D Common Stock 2009-02-04 2009-02-04 4 F 0 344.26 28.10 D 52467.96 D Common Stock 2009-02-04 2009-02-04 4 F 0 13.87 28.10 D 52454.08 D Common Stock 29918.00 I 401(k) plan Phantom Stock 2009-02-04 2009-02-04 4 M 0 344.26 D 2009-02-04 Common Stock 344.26 160453.39 D Phantom Stock 2009-02-04 2009-02-04 4 M 0 13.87 D 2009-02-04 Common Stock 13.87 4846.53 D Conversion occurs on a one-for-one basis. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. David C. Novak 2009-02-04 -----END PRIVACY-ENHANCED MESSAGE-----