-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SpwFrhsvW04pJt7VDCqoM+z6U5efhzL0NCmXvbHOOS/mIELHa0JlWQt8g7O0wDay /zL6Ts9588EvqbHfZRxTfg== 0001041061-09-000022.txt : 20090122 0001041061-09-000022.hdr.sgml : 20090122 20090122161515 ACCESSION NUMBER: 0001041061-09-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090120 FILED AS OF DATE: 20090122 DATE AS OF CHANGE: 20090122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carucci Richard CENTRAL INDEX KEY: 0001306837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09539430 BUSINESS ADDRESS: BUSINESS PHONE: (502) 874-8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 47113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0303 4 2009-01-20 0 0001041061 YUM BRANDS INC YUM 0001306837 Carucci Richard 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Sr VP Fin/CFO Common Stock 2009-01-20 2009-01-20 4 M 0 500.35 28.66 A 5088.35 D Common Stock 2009-01-20 2009-01-20 4 F 0 500.35 28.66 D 4588.00 D Common Stock 6000.00 I Carucci Trust Phantom Stock 2009-01-20 2009-01-20 4 M 0 500.35 D 2009-01-20 Common Stock 500.35 14976.85 D Conversion occurs on a one-for-one basis. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Richard Carucci 2009-01-22 -----END PRIVACY-ENHANCED MESSAGE-----