-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQx/iec18rigkfq+waTifL1OOeg6SfBT16ff43R9j/x5pzFpbkVKe553lnqP0oSG F2chh4SdQHLd/JE5NFYgEA== 0001041061-09-000015.txt : 20090116 0001041061-09-000015.hdr.sgml : 20090116 20090116153453 ACCESSION NUMBER: 0001041061-09-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090116 FILED AS OF DATE: 20090116 DATE AS OF CHANGE: 20090116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: su Jingshyh S CENTRAL INDEX KEY: 0001315720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 09531415 BUSINESS ADDRESS: BUSINESS PHONE: 502 874 8300 MAIL ADDRESS: STREET 1: 1441 STREET 2: GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0303 4 2009-01-16 0 0001041061 YUM BRANDS INC YUM 0001315720 su Jingshyh S ONE INTERNATIONAL FINANCE CENTER CENTRAL CENTRAL HONG KONG 1 1 0 0 Pres. - Yum Rest. China Common Stock 2009-01-16 2009-01-16 4 M 0 144780.00 11.7422 A 330184.00 D Common Stock 2009-01-16 2009-01-16 4 S 0 56775.00 30.00 D 273409.00 D Employee Stock Option (right to buy) 11.7422 2009-01-16 2009-01-16 4 M 0 144780.00 11.7422 D 2003-01-21 2009-01-21 Common Stock 144780.00 0.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. This transaction was executed in multiple trades at prices ranging from $29.65 to $30.15. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected Jingshyh S. Su 2009-01-16 -----END PRIVACY-ENHANCED MESSAGE-----