-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PTnhhqBGLIs5mw4TiR7SoJTV+EyjAi3rJwtJSEPs2lHNneW0Y1hxG27TjmLsWLFS 5AcLgkIzzS6nJocq2aZ7pQ== 0001041061-08-000046.txt : 20080128 0001041061-08-000046.hdr.sgml : 20080128 20080128143350 ACCESSION NUMBER: 0001041061-08-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080124 FILED AS OF DATE: 20080128 DATE AS OF CHANGE: 20080128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 08553556 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2008-01-24 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres YUM Stock Appreciation Right 37.30 2008-01-24 2008-01-24 4 A 0 428339.00 37.30 A 2018-01-24 Common Stock 428339.00 428339.00 D Phantom Stock 2008-01-24 2008-01-24 4 A 0 163962.42 A Common Stock 163962.42 163962.42 D Restricted Stock Units 2008-01-24 2008-01-24 4 A 0 187398.26 0 A Common Stock 187398.26 187398.26 D Vesting will occur 25% per year beginning 1/24/2009. Conversion occurs on a one-for-one basis. Shares of phantom stock are payable in stock upon Separation and are subject to earlier withdrawal in accordance with the terms o f Yum's deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Each restricted stock unit represents a contingent right to receive one share of YUM! Brands, Inc. common stock. The restricted stock units vest four years from grant date. Vested shares will be delivered to the reporting person six months f rom his retirement from YUM! Brands, Inc. David C. Novak 2008-01-25 -----END PRIVACY-ENHANCED MESSAGE-----