-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EY2ezssVcrfHEfRNhB6Hvrh0mylqgIydLFIU4g+jUOMDTqNomjot50TvdnnEHiZx LMfoDtjalz5BQnhyWB5+0A== 0001041061-08-000044.txt : 20080128 0001041061-08-000044.hdr.sgml : 20080128 20080128142848 ACCESSION NUMBER: 0001041061-08-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080124 FILED AS OF DATE: 20080128 DATE AS OF CHANGE: 20080128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carucci Richard CENTRAL INDEX KEY: 0001306837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 08553532 BUSINESS ADDRESS: BUSINESS PHONE: (502) 874-8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 47113 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2008-01-24 0 0001041061 YUM BRANDS INC YUM 0001306837 Carucci Richard 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Sr VP Fin/CFO YUM Stock Appreciation Right 37.30 2008-01-24 2008-01-24 4 A 0 107085.00 37.30 A 2018-01-24 Common Stock 107085.00 107085.00 D Phantom Stock 2008-01-24 2008-01-24 4 A 0 30785.88 A Common Stock 30785.88 30785.88 D YUM Stock Appreciation Right 37.30 2008-01-24 2008-01-24 4 A 0 133856.00 37.30 A 2013-01-24 2018-01-24 Common Stock 133856.00 133856.00 D Vesting will occur 25% per year beginning 1/24/2009. Conversion occurs on a one-for-one basis. Shares of phantom stock are payable 04/01/2013 or Separation and are subject to earlier withdrawal in accordance with the terms o f Yum's deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Richard Carucci 2008-01-25 -----END PRIVACY-ENHANCED MESSAGE-----