-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H9TRKD/hBxi1k55ut917zuoaeQt4kwRn63gRCgUIMpCKGOKawxP9eiONq3Do/5us ZzSK/ywbXf85Jy0PUXcfOw== 0001041061-08-000007.txt : 20080102 0001041061-08-000007.hdr.sgml : 20080101 20080102135403 ACCESSION NUMBER: 0001041061-08-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080102 FILED AS OF DATE: 20080102 DATE AS OF CHANGE: 20080102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROLICK EMIL CENTRAL INDEX KEY: 0001211692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 08501064 MAIL ADDRESS: STREET 1: 17901 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92614-6212 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2008-01-02 0 0001041061 YUM BRANDS INC YUM 0001211692 BROLICK EMIL C/O TACO BELL CORP. 17901 VON KARMAN IRVINE CA 92714 0 1 0 0 President US Brand Building Common Stock 2008-01-02 2008-01-02 4 M 0 17300.00 6.8516 A 17304.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 200.00 37.79 D 17104.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 1200.00 37.78 D 15904.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 400.00 37.77 D 15504.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 2500.00 37.76 D 13004.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 500.00 37.755 D 12504.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 800.00 37.75 D 11704.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 700.00 37.745 D 11004.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 1800.00 37.74 D 9204.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 300.00 37.735 D 8904.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 500.00 37.73 D 8404.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 2300.00 37.72 D 6104.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 3700.00 37.715 D 2404.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 1800.00 37.71 D 604.00 D Common Stock 2008-01-02 2008-01-02 4 S 0 600.00 37.705 D 4.00 D Employee Stock Option (right to buy) 6.8516 2008-01-02 2008-01-02 4 M 0 17300.00 6.8516 D 2004-07-21 2010-07-21 Common Stock 17300.00 34604.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Emil J. Brolick 2008-01-02 -----END PRIVACY-ENHANCED MESSAGE-----