-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IslTbfomZrFMI5VLgtMX3xAtOccmvUnTDvnBBfMGwmtJfd53O8a9BEMLdNZXWCkf 31gWQRU//3G09NRnEXpugA== 0001041061-07-000322.txt : 20071120 0001041061-07-000322.hdr.sgml : 20071120 20071120164944 ACCESSION NUMBER: 0001041061-07-000322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071120 FILED AS OF DATE: 20071120 DATE AS OF CHANGE: 20071120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: su Jingshyh S CENTRAL INDEX KEY: 0001315720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 071260234 BUSINESS ADDRESS: BUSINESS PHONE: 502 874 8300 MAIL ADDRESS: STREET 1: 1441 STREET 2: GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2007-11-20 0 0001041061 YUM BRANDS INC YUM 0001315720 su Jingshyh S ONE INTERNATIONAL FINANCE CENTER CENTRAL CENTRAL HONG KONG 0 1 0 0 Pres. - Yum Rest. China Common Stock 2007-11-20 2007-11-20 4 M 0 110092.00 6.8125 A 269442.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 1900.00 37.99 D 267542.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 3600.00 37.98 D 263942.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 2300.00 37.96 D 261642.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 4800.00 37.95 D 256842.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 2100.00 37.94 D 254742.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 2900.00 37.93 D 251842.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 2300.00 37.92 D 249542.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 2100.00 37.91 D 247442.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 10600.00 37.90 D 236842.00 D Common Stock 2007-11-20 2007-11-20 4 S 0 4500.00 37.89 D 232342.00 D Employee Stock Option (right to buy) 6.8125 2007-11-20 2007-11-20 4 M 0 110092.00 6.8125 D 2002-01-20 2008-01-20 Common Stock 110092.00 110092.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Jingshyh S. Su 2007-11-20 -----END PRIVACY-ENHANCED MESSAGE-----