-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LzsgigPsvtdI0GwCxQ7uQrVt6VxZo6WEn5Jzj/SqRfFPpaU7ZAPeHJHu9+lzAUB4 CbkS01Wfw2faQNUEj/9JTQ== 0001041061-07-000271.txt : 20071001 0001041061-07-000271.hdr.sgml : 20071001 20071001155008 ACCESSION NUMBER: 0001041061-07-000271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071001 FILED AS OF DATE: 20071001 DATE AS OF CHANGE: 20071001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 071145824 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2007-10-01 0 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 SVP Public Affairs Common Stock 2007-10-01 2007-10-01 4 M 0 8400.00 7.5703 A 8408.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 400.00 34.14 D 8008.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 1000.00 34.12 D 7008.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 3000.00 34.09 D 4008.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 1300.00 34.18 D 2708.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 700.00 34.17 D 2008.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 2000.00 34.22 D 8.00 D Employee Stock Option (right to buy) 7.5703 2007-10-01 2007-10-01 4 M 0 8400.00 7.5703 D 2004-01-27 2010-01-27 Common Stock 8400.00 45320.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Jonathan D. Blum 2007-10-01 -----END PRIVACY-ENHANCED MESSAGE-----