-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RWv2SYPcSacFgsjEL3IuvSDds7J5j5kk+THSkM7PB7/xKNuBkhq59K62TCZPNfaf g1rQKHfbjgeiOzElPZtmEg== 0001041061-07-000269.txt : 20071001 0001041061-07-000269.hdr.sgml : 20071001 20071001153200 ACCESSION NUMBER: 0001041061-07-000269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071001 FILED AS OF DATE: 20071001 DATE AS OF CHANGE: 20071001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARL PETER CENTRAL INDEX KEY: 0001211699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 071145691 MAIL ADDRESS: STREET 1: 14841 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75254 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2007-10-01 0 0001041061 YUM BRANDS INC YUM 0001211699 HEARL PETER 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Chief Op. and Dev. Officer Common Stock 2007-10-01 2007-10-01 4 M 0 30414.00 11.7422 A 56558.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 2609.00 34.23 D 53949.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 7000.00 34.22 D 46949.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 4196.00 34.21 D 42753.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 1990.00 34.20 D 40763.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 1922.00 34.17 D 38841.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 137.00 34.14 D 38704.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 1409.00 34.13 D 37295.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 3670.00 34.12 D 33625.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 892.00 34.11 D 32733.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 2471.00 34.10 D 30262.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 892.00 34.09 D 29370.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 1167.00 34.08 D 28203.00 D Common Stock 2007-10-01 2007-10-01 4 S 0 2059.00 34.07 D 26144.00 D Employee Stock Option (right to buy) 11.7422 2007-10-01 2007-10-01 4 M 0 30414.00 11.7422 D 2003-01-21 2009-01-21 Common Stock 30414.00 60824.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter R. Hearl 2007-10-01 -----END PRIVACY-ENHANCED MESSAGE-----