-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQSp6jUs1Zot2V83EAanOaE96r1CKf1yv+fWB6aHvG/5rrqI1KdRSUunqVqT+CL0 bb29hMisPYu0q4E8gjpsVA== 0001041061-07-000254.txt : 20070904 0001041061-07-000254.hdr.sgml : 20070903 20070904151334 ACCESSION NUMBER: 0001041061-07-000254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070904 FILED AS OF DATE: 20070904 DATE AS OF CHANGE: 20070904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARL PETER CENTRAL INDEX KEY: 0001211699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 071096823 MAIL ADDRESS: STREET 1: 14841 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75254 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2007-09-04 0 0001041061 YUM BRANDS INC YUM 0001211699 HEARL PETER 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Chief Op. and Dev. Officer Common Stock 2007-09-04 2007-09-04 4 M 0 30414.00 11.7422 A 56558.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 128.00 32.74 D 56430.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 257.00 32.73 D 56173.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 1539.00 32.72 D 54634.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 4380.00 32.71 D 50254.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 5579.00 32.70 D 44675.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 1667.00 32.69 D 43008.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 1218.00 32.68 D 41790.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 2950.00 32.67 D 38840.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 1539.00 32.66 D 37301.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 1282.00 32.65 D 36019.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 2180.00 32.64 D 33839.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 2501.00 32.63 D 31338.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 1667.00 32.62 D 29671.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 2886.00 32.61 D 26785.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 577.00 32.60 D 26208.00 D Common Stock 2007-09-04 2007-09-04 4 S 0 64.00 32.59 D 26144.00 D Employee Stock Option (right to buy) 11.7422 2007-09-04 2007-09-04 4 M 0 30414.00 11.7422 D 2003-01-21 2009-01-21 Common Stock 30414.00 91238.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter R. Hearl 2007-09-04 -----END PRIVACY-ENHANCED MESSAGE-----