-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SmhzPeQv+jXGxDY9rK2VaZ/vq/QnapQD38gqhQjNmlRNtfuI4CF706oRpBqKpxnt oNT7/rIsc0QAzb6DtXvPew== 0001041061-07-000231.txt : 20070720 0001041061-07-000231.hdr.sgml : 20070720 20070720104324 ACCESSION NUMBER: 0001041061-07-000231 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070119 FILED AS OF DATE: 20070720 DATE AS OF CHANGE: 20070720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 07990455 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4/A 1 doc4a.xml PRIMARY DOCUMENT X0202 4/A 2007-01-19 2007-01-19 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Stock Appreciation Right 29.6100 2007-01-19 2007-01-19 4 A 0 245480.00 59.22 A 2017-01-19 Common Stock 245480.00 245480.00 D Phantom Stock 2007-01-19 2007-01-19 4 A 0 70768.08 A Common Stock 70768.08 70768.08 D Vesting occurs 25% per year beginning 01/19/2008. Conversion occurs on a one-for-one basis. Shares of phantom stock are payable in stock upon Separation and are subject to earlier withdrawal in accordance with the terms o f Yum's deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. David C. Novak 2007-07-20 -----END PRIVACY-ENHANCED MESSAGE-----