-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJxcOPJ8ZZTDBTUiJRmaLFOoihjV0d0kL7xF7u1srD1NIJ0R8NOXJhsV8XeTTxOE AoSA9bAjtJKqCzZuQvkPPg== 0001041061-07-000210.txt : 20070703 0001041061-07-000210.hdr.sgml : 20070703 20070703121057 ACCESSION NUMBER: 0001041061-07-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070702 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 07958767 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2007-07-02 0 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 SVP Public Affairs Common Stock 2007-07-02 2007-07-02 4 M 0 8400.00 7.5703 A 8408.00 D Common Stock 2007-07-02 2007-07-02 4 S 0 2400.00 32.95 D 6008.00 D Common Stock 2007-07-02 2007-07-02 4 S 0 800.00 32.97 D 5208.00 D Common Stock 2007-07-02 2007-07-02 4 S 0 200.00 32.99 D 5008.00 D Common Stock 2007-07-02 2007-07-02 4 S 0 1000.00 33.00 D 4008.00 D Common Stock 2007-07-02 2007-07-02 4 S 0 2000.00 33.02 D 2008.00 D Common Stock 2007-07-02 2007-07-02 4 S 0 2000.00 33.05 D 8.00 D Employee Stock Option (right to buy) 7.5703 2007-07-02 2007-07-02 4 M 0 8400.00 7.5703 D 2004-01-27 2010-01-27 Common Stock 8400.00 70520.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Jonathan D. Blum 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----