-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LILz70nXeKkLHvHGzW7ak9Fn1NSl5y/EB7Eqz/8mtNbhOLicVgwXWfoSmfg5ckbR t+RHnUYQ6ACgWtOdCNJEVg== 0001041061-07-000142.txt : 20070302 0001041061-07-000142.hdr.sgml : 20070302 20070302132012 ACCESSION NUMBER: 0001041061-07-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070301 FILED AS OF DATE: 20070302 DATE AS OF CHANGE: 20070302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARL PETER CENTRAL INDEX KEY: 0001211699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 07666728 MAIL ADDRESS: STREET 1: 14841 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2007-03-01 0 0001041061 YUM BRANDS INC YUM 0001211699 HEARL PETER 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Chief Op. and Dev. Officer Common Stock 2007-03-01 2007-03-01 4 M 0 15207.00 13.625 A 25802.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 3720.00 56.67 D 22082.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 332.00 56.17 D 21750.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 148.00 56.16 D 21602.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 36.00 56.15 D 21566.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 36.00 56.13 D 21530.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 109.00 56.12 D 21421.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 481.00 56.11 D 20940.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 6694.00 56.10 D 14246.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 295.00 56.09 D 13951.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 259.00 56.08 D 13692.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 148.00 56.07 D 13544.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 36.00 56.06 D 13508.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 148.00 56.05 D 13360.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 36.00 56.04 D 13324.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 36.00 56.03 D 13288.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 259.00 56 D 13029.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 440.00 55.99 D 12589.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 36.00 55.96 D 12553.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 110.00 55.95 D 12443.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 73.00 55.94 D 12370.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 73.00 55.87 D 12297.00 D Common Stock 2007-03-01 2007-03-01 4 S 0 1702.00 55.5 D 10595.00 D Employee Stock Option (right to buy) 13.625 2007-03-01 2007-03-01 4 M 0 15207.00 13.625 D 2002-01-20 2008-01-20 Common Stock 15207.00 64471.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter R. Hearl 2007-03-02 -----END PRIVACY-ENHANCED MESSAGE-----