-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQwipA9Xb0+Clf1duxe3edVXxxQU3idF2ZOP3WwUhO7a4ZI+Sz+EyQIPrW5ZDMnV zCqbXFEXP/OIK9o4fYZ7Zg== 0001041061-07-000070.txt : 20070131 0001041061-07-000070.hdr.sgml : 20070131 20070131122702 ACCESSION NUMBER: 0001041061-07-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070129 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergren Scott CENTRAL INDEX KEY: 0001381049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 07567184 BUSINESS ADDRESS: BUSINESS PHONE: (502)874-8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2007-01-29 0 0001041061 YUM BRANDS INC YUM 0001381049 Bergren Scott 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 President - Pizza Hut, Inc. Common Stock 2007-01-29 2007-01-29 4 M 0 117.92 58.88 A 119.92 D Common Stock 2007-01-29 2007-01-29 4 F 0 117.92 58.88 D 2.00 D Phantom Stock 2007-01-29 2007-01-29 4 M 0 117.92 D 2007-01-29 Common Stock 117.92 3883.85 D Disposition of phantom stock and acquisition of underlying shares required to satisfy participant's FICA liabiltity upon lapsing of risk of forfeiture provisions. Conversion occurs on a one-for-one basis. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Scott Bergren 2007-01-31 -----END PRIVACY-ENHANCED MESSAGE-----