-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LQatBojklupQrZ4XTRp1SqHpmgz4cJvHyyNG9j0EOK/tQIMi3uIKM5l7QV6Sbeb0 Nf3hjTjUuOzYkfcXQEN6ew== 0001041061-07-000021.txt : 20070122 0001041061-07-000021.hdr.sgml : 20070122 20070122162021 ACCESSION NUMBER: 0001041061-07-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070119 FILED AS OF DATE: 20070122 DATE AS OF CHANGE: 20070122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergren Scott CENTRAL INDEX KEY: 0001381049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 07543620 BUSINESS ADDRESS: BUSINESS PHONE: (502)874-8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2007-01-19 0 0001041061 YUM BRANDS INC YUM 0001381049 Bergren Scott 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 President - Pizza Hut, Inc. Stock Appreciation Right 59.22 2007-01-19 2007-01-19 4 A 0 35722.00 59.22 A 2017-01-19 Common Stock 35722.00 35722.00 D Phantom Stock 2007-01-19 2007-01-19 4 A 0 9032.87 A Common Stock 9032.87 9032.87 D Vesting occurs 25% per year beginning 01/19/2008. Conversion occurs on a one-for-one basis. Shares of phantom stock are payable 04/01/2010 or upon Separation and are subject to earlier withdrawal in accordance with the te rms of Yum's deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Scott Bergren 2007-01-22 -----END PRIVACY-ENHANCED MESSAGE-----