-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UkH5ShHUarFFZNIvkgVo/PHov/eQgIPlDI+M0z2efJeAyvfQl04UkmxF7/sKef3D F43ni/CiRaYr1+dqWkpplw== 0001041061-06-000217.txt : 20061101 0001041061-06-000217.hdr.sgml : 20061101 20061101153021 ACCESSION NUMBER: 0001041061-06-000217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061101 FILED AS OF DATE: 20061101 DATE AS OF CHANGE: 20061101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 061178744 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-11-01 0 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 SVP Public Affairs Common Stock 2006-11-01 2006-11-01 4 M 0 4200.00 15.14 A 4204.00 D Common Stock 2006-11-01 2006-11-01 4 S 0 200.00 59.62 D 4004.00 D Common Stock 2006-11-01 2006-11-01 4 S 0 1600.00 59.61 D 2404.00 D Common Stock 2006-11-01 2006-11-01 4 S 0 1500.00 59.60 D 904.00 D Common Stock 2006-11-01 2006-11-01 4 S 0 900.00 59.59 D 4.00 D Employee Stock Option (right to buy) 15.14 2006-11-01 2006-11-01 4 M 0 4200.00 15.14 D 2004-01-27 2010-01-27 Common Stock 4200.00 68860.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Jonathan D. Blum 2006-11-01 -----END PRIVACY-ENHANCED MESSAGE-----