-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DCwV+Fxk67hriXBCO1/+Y+IGnOvdwADuwBKnjUtjDrCft8w/LgSATpoeEPaG1oL6 qxXk8mT6enSL2cq5Dc2HjA== 0001041061-06-000210.txt : 20061018 0001041061-06-000210.hdr.sgml : 20061018 20061018104020 ACCESSION NUMBER: 0001041061-06-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061017 FILED AS OF DATE: 20061018 DATE AS OF CHANGE: 20061018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ULRICH ROBERT J CENTRAL INDEX KEY: 0001204995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 061150036 BUSINESS ADDRESS: STREET 1: 1000 NICOLLET MALL STREET 2: TPS 3155 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 BUSINESS PHONE: 6126965147 MAIL ADDRESS: STREET 1: 1000 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55403 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-10-17 0 0001041061 YUM BRANDS INC YUM 0001204995 ULRICH ROBERT J C/O DAYTON HUDSON CORPORATION 33 SOUTH 6TH STREET, SUITE 1900 MINNEAPOLIS MN 55440 1 0 0 0 Common Stock 2006-10-17 2006-10-17 4 M 0 3282.00 15.235 A 4074.00 D Common Stock 2006-10-17 2006-10-17 4 M 0 1938.00 25.80 A 6012.00 D Common Stock 2006-10-17 2006-10-17 4 M 0 2312.00 21.63 A 8324.00 D Common Stock 2006-10-17 2006-10-17 4 M 0 2456.00 20.3594 A 10780.00 D Common Stock 2006-10-17 2006-10-17 4 M 0 2280.00 21.937 A 13060.00 D Common Stock 2006-10-17 2006-10-17 4 M 0 3162.00 15.8164 A 16222.00 D Common Stock 2006-10-17 2006-10-17 4 S 0 3002.00 57.41 D 13220.00 D Common Stock 2006-10-17 2006-10-17 4 S 0 733.00 57.43 D 12487.00 D Common Stock 2006-10-17 2006-10-17 4 S 0 1500.00 57.32 D 10987.00 D Employee Stock Option (right to buy) 15.8164 2006-10-17 2006-10-17 4 M 0 3162.00 15.8164 D 1997-11-03 2007-11-03 Common Stock 3162.00 0.00 D Employee Stock Option (right to buy) 21.937 2006-10-17 2006-10-17 4 M 0 2280.00 21.937 D 1998-11-02 2008-11-02 Common Stock 2280.00 0.00 D Employee Stock Option (right to buy) 20.3594 2006-10-17 2006-10-17 4 M 0 2456.00 20.3594 D 1999-11-01 2009-11-01 Common Stock 2456.00 0.00 D Employee Stock Option (right to buy) 15.235 2006-10-17 2006-10-17 4 M 0 3282.00 15.235 D 2000-11-07 2010-11-07 Common Stock 3282.00 0.00 D Employee Stock Option 25.80 2006-10-17 2006-10-17 4 M 0 1938.00 25.80 D 2001-11-06 2011-11-06 Common Stock 1938.00 0.00 D Director Stock Option 21.63 2006-10-17 2006-10-17 4 M 0 2312.00 21.63 D 2002-11-12 2012-11-12 Common Stock 2312.00 0.00 D Robert J. Ulrich 2006-10-18 -----END PRIVACY-ENHANCED MESSAGE-----