-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LSZkHn7nEEebkbaqh41qX1UH2CERxkIxHgZp9RnGmsVIJ9yUY1iThTHR5iP66RDP 6n3psK1gheq6yq9EyJ2QEA== 0001041061-06-000199.txt : 20061016 0001041061-06-000199.hdr.sgml : 20061016 20061016104044 ACCESSION NUMBER: 0001041061-06-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061013 FILED AS OF DATE: 20061016 DATE AS OF CHANGE: 20061016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allan Graham D CENTRAL INDEX KEY: 0001315750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 061145402 BUSINESS ADDRESS: BUSINESS PHONE: 502 874 8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-10-13 0 0001041061 YUM BRANDS INC YUM 0001315750 Allan Graham D 14841 DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 President - YRI Common Stock 2006-10-13 2006-10-13 4 S 0 400.00 58.31 D 51680.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 100.00 58.27 D 51580.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 1300.00 58.26 D 50280.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 600.00 58.25 D 49680.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 2600.00 58.21 D 47080.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 1400.00 58.20 D 45680.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 1300.00 58.17 D 44380.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 300.00 58.16 D 44080.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 1400.00 58.15 D 42680.00 D Common Stock 2006-10-13 2006-10-13 4 S 0 600.00 58.12 D 42080.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Graham D. Allan 2006-10-16 -----END PRIVACY-ENHANCED MESSAGE-----